The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act and the qVolcker Ruleq restrictions on investment and trading activities. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies Clear explanations of how securities laws affect banks' securities activities A complete review of how banks are regulated - including foreign banks and affiliates Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more.J.P. Morgan, Citigroup, Credit Suisse First Boston, UBS, U.S. Bancorp The SEC, along with the New York Attorney General, NASAA, NASD ... by the regulators of allegations of undue influence of investment banking interests on securities research at brokerage firms. ... Stearns, Credit Suisse First Boston LLC, Goldman, Sachs, Lehman Brothers, J.P. Morgan Securities, Merrill Lynch, Morgan Stanley aamp; Co.
|Title||:||Securities Activities of Banks|
|Author||:||Melanie L. Fein|
|Publisher||:||Aspen Publishers Online - 2011-12-20|