Ferrara on Insider Trading and the Wall

Ferrara on Insider Trading and the Wall

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The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.5 The SOA requires disclosure of the extent to which a research analyst has debt or equity investments in the issuer that is ... original proposals require notification to customers when a firm withdraws research coverage of a subject company, anbsp;...

Title:Ferrara on Insider Trading and the Wall
Author:Ralph C. Ferrara, Herbert Thomas, Donna M. Nagy
Publisher:Law Journal Press - 2014-11-28


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